GAZETTE NOTICE NO. 3458

IN EXERCISE of powers conferred by section 11 (3) (e) and (I) and pursuant to section 27 (1) (a) of the Capital Markets Act, it is notified for general information that the Capital Markets. Authority has granted the following approvals and licences to the companies set out in the schedule hereto: SCHEDULE Approved Institutions: Natne of the Company Address Nature of Operation The Nairobi Stock Exchange P.O. Box 43633-00100, Nairobi Central Depositories and Settlement Corporation Limited P.O. Box 3464-00100, Nairobi Global Credit Rating Company P.O. Box 76667, Wendywood 2144, South Africa Acacia Fund Limited P.O. Box 43233-00100, Nairobi Securities Exchange Central Depository. Credit Rating Agency. Venture Capital •Annual Licensees (for the period I st January, 2008 to 31st December, 2008) Stockbrokers: Name Address Licetice No: Chartered Capital Limited African Alliance Kenya Securities Limited •Extended Licences: Crossfield Securities Limited Discount Securities Limited Ngenye Kariuki and Company Limited Solid Investment Securities Limited Reliable Securities Limited Bob Mathews Stockbrokers Limited P.O. Box 28987-00200, Nairobi 010/08 P.O. Box 27639-00506, Nairobi P.O. Box 34137-00100,Nairobi P.O. Box 42489-00100, Nairobi P.O. Box 12185-00400, Nairobi P.O. Box 63046-00200, Nairobi P.O. Box 50338-00200, Nairobi. P.O. Box 73253-00200, Nairobi Investment Banks: Name Address Licence No. African Alliance Kenya Investment Bank Limited Apex Africa Investment Bank Limited Barclays Financial Services Limited CBA Capital Limited CFC Financial Services Limited Dyer and Blair Investment Bank Limited Kestrel Capital (East Africa) Limited Standard Investment Bank Limited Suntra Investment Bank. Limited Drummond Investment Bank Limited NIC Capital Limited Renaissance Capital (Kenya) Limited Equatorial Capital Services Limited Sterling Investment Bank Limited Afrika Investment Bank Limited Faida Investment Bank Limited Juanco Investments Limited P.O. Box 27639-00506, Nairobi P.O. Box 43646-00100, Nairobi P.O. Box 30120-00100, Nairobi P.O. Box 30437-00100, Nairobi P.O. Box 44074-00100, Nairobi P.O. Box 45396-00100, Nairobi P.O. Box 40005-00100, Nairobi P.O. Box 13714-00800, Nairobi P.O..Box 74016-00200, Nairobi P.O. Box 45465-00100, Nairobi P.O. Box 44599-00100, Nairobi P.O. Box 40560-00100, Nairobi P.O. BOx 52467-00200, Nairobi P.O. Box 45080-00100, Nairobi P.O. Box 41684-00100, Nairobi P.O. Box 45236-00100, Nairobi P. O. Box 381 - 00502, Nairobi -011/08 012/08 013/08 014/08 015/08 016/08 017/08 018/08 019/08 020/08 021/08 022/08 001/08 005/08 006/08 007/08 008/08 Investment Advisers: Name Address Licence No. 023/08 024/08 025/08 026/08 027/08 028/08 029/08 030/08 511/08 032/08 033/08 034/08 035/08 036/08 037/08 004/08 009/08 VFS International (K) Limited Bridges Capital Limited Cititrust Kenya Limited Co-operative Consultancy Services (K) Limited Dry Associates Limited Executive & Corporate Advisory Services (K) Limited Iroko Securities (Kenya) Limited Jani Consultancy Services Limited Loita Asset Management Limited First Africa E.A Limited Winton Investment Services Limited Equilibrium Capital Limited Inter-Alliance International Limited Deloitte Financial Advisory Limited Tsavo Securities Limited Regnum Consultants Limited The Profin Group (Kenya) Limited J.W. Seagon Limited Extended Licences Franklin Management Consultants Limited WSD Capital (Kenya) Limited P.O. Box 4-00621, Nairobi P.O. Box 62341-00200, Nairobi P.O. Box 30711-00100, Nairobi P.O. Box 48231-00100, Nairobi P.O. Box 684-00606, Nairobi P.O. Box 72216-00200, Nairobi P.O. Box 66249-00800, Nairobi P.O. Box 40583-00100, Nairobi P.O. Box 39466-00623, Nairobi P.O. Box 56179-00200, Nairobi P.O. Box 607-00621, Nairobi P.O. Box 9000-00100, Nairobi P.O. Box 44249-00100, Nairobi P.O. Box 40092-00100, Nairobi P.O. Box 11987-00100, Nairobi P.O. Box 11431-00400, Nair j,i P. 0. Box 9980 - 00100, Naircbi P.O. Box 63420-00619, Nairobi P. O. Box 61843-00200, Nairobi P.O. Box 99139, Mombasa Fund Managers: Name Address Licence No. British American Asset Managers Limited Aureos Kenya Manwers Limited Co-optrust Investment Services Limited Genesis (K) Investment Management Limited Zimele Asset Management Co. Limited . Old Mutual Investment Services (K) Limited Stanbic Investment Management Services (E.A.) Limited Standard Chartered Investment Services Limited AIG Global Investment Co. (E.A.) Limited ICEA Asset Management Limited Old Mutual Asset Managers (E.A.) Limited Old Mutual Asset Managers (K) Limited InvesteQ Capital Limited Amana Capital Limited Sanlam Investment Management (K) Limited African Alliance Kenya Management Company Limited Authorised Depositories P.O. Box 30375-00100, Nairobi 038/08 P.O. Box 43233-00100, Nairobi 039/08 P.O. Box 48231-00100, Nairobi 040/08 P.O. Box 79217-00200, Nairobi 041/08 P.O. Box 76528-00508, Nairobi 042/08 P.O. Box 30059-00100, Nairobi 043/08 P.O. Box 30550-00100,Nairobi 044/08 P.O. Box 30003-00100, Nairobi 045/08 P.O. Box 67262-00200, Nairobi 046/08 P.O. Box 46143-00100, Nairobi 047/08 P.O. Box 11589-00400, Nairobi 048/08 P.O. Box 11589-00400, Nairobi 049/08 P.O. Box 56977-00200, Nairobi 050/08 P.O. Box 9480-00100, Nairobi 051/08 P.O. Box 7848-00100, Nairobi 003/08 P.O. Box 27639-00506, Nairobi Name Address Licence No. 052/08 053/08 054/08 055/08 056/08 057/08 058/08 059/08 060/08 061/08 002/08 Barclays Bank of Kenya Limited National Bank of Kenya Limited Stanbic Bank Limited Kenya Commercial Bank Limited National Industrial Credit Bank Limited Co-operative Bank of Kenya Limited Investment & Mortgages Bank Limited CFC Bank Limited Equity Bank Limited Dubai Bank Kenya Limited African Banking Corporation Limited P.O. Box 30120-00100, Nairobi P.O. Box 72866-00200, Nairobi P.O. Box 30550-00100, Nairobi P.O. Box 48400-00100, Nairobi P.O. Bbx 44599-00100, Nairobi P.O. Box 48231-00100, Nairobi P.O. Box 30238-00100, Nairobi P.O. Box 72833-00200, Nairobi P.O.Box 75104-00200, Nairobi P.O. Box 11129-00400, Nairobi P.O. Box 46452-00100, Nairobi Approved Collective Investment Schemes: 1. African Alliance Kenya Unit Trust Scheme: (i)African Alliance Kenya Shilling Fund. (ii)African Alliance Kenya Fixed Income Fund. (iii)African Alliance Kenya Managed Fund. 2. Old Mutual Unit Trust Scheme: (i)Old Mutual Equity Fund. (ii)Old Mutual Money Market Fund. (iii)Old Mutual Balanced Fund. 25th April, 2008 THE KENYA GAZETTE3 975 3. British American Unit Trust Scheme: British American Money Market Fund. British American Income Fund. British American Balanced Fund. British American Managed Retirement Fund. British American Equity Fund. 4. Stanbic Unit Trust Scheme: (i)Stan Money Market Fund. (ii)Stanbic Flexible Income Fund. (iii)Stanbic Managed Prudential Fund. 5. Commercial Bank of Africa Unit Trust Scheme: (i)Commercial Bank of Africa Money Market Fund. (ii)Commercial Bank of Africa Equity Fund. 6. Zimele Unit Trust Scheme: (i)Zimele Balanced Fund (ii)Zimele Money Market Fund 7. Suntra Unit Trust. i.Suntra Money Market Fund ii.Suntra Equity Fund iii.Suntra Balanced Fund 8: ICEA Unit Trust. i.ICEA Money Market Fund ii.ICEA Equity Fund iii.ICEA Growth Fund 9. Stan and Investment Trust Funds: i.Standard Equity Growth Fund ii.Standard Income Fund iii.• Standard Balanced Fund 10. Dyer and Blair Unit Trust Scheme: i.Dyer and Blair Diversified Fund ii.Dyer and Blair Bond Fund iii.Dyer and Blair Money Market Fund iv.Dyer and }Nair Equity Fund 11. CFC Unit Trust Fund Approved Employee Share Ownership Plans (ESOPS): EABL Employee Share Ownership Plan. 2.KENOL Employee Share Ownership Plan. 3.ARM Employee Share Ownership Plan. 4.AccessKenya Group Employee Share Ownership Plan. 5.Scangroup Employee Share Ownership Plan. 6.Safaricom Employee Stare Ownership Pim Dated the 23rd April, 2008. CHEGE WARUINGI, Chairman, Ag. Chief Executive Capital Markets Authority. STELLA KILONZO, Acting Chief Executive, Capital Markets Authority.