GAZETTE NOTICE NO. 4029

IN EXERCISE of powers conferred by section 11 (3) (e) and (f) and pursuant to section 27 (1) (a) of the Capital Markets Act, it is notified for general information that the companies and entities set out in the schedule hereto are licensed/authorized by the Capital Markets Authority to operate in the various categories as indicated in the schedule: SCHEDULE Approved Institutions: Name of the Company Address Nature of Operation The Nairobi Securities Exchange Central Depositories and Settlement Corporation Limited Global Credit Rating Company Agusto and Company Limited Metropol Corporation Limited P.O. Box 43633-00100, Nairobi P.O. Box 3464-00100, Nairobi P.O. Box 76667, Wendywood 2144, South Africa P.O. Box 56136, Droyi Lagos, Nigeria P.O. Box 35331-00200, Nairobi Securities Exchange Central Depository Credit Rating Agency Credit Rating Agency Credit Rating Agency Investment Banks Name Address License Number African Alliance Kenya Investment Bank Limited Barclays Financial Services Limited CBA Capital Limited Dyer and Blair Investment Bank Limited Equity Investment Bank Limited Faida Investment Bank Limited Genghis Capital Limited KCB Capital Limited MC Capital Limited Renaissance Capital (Kenya) Limited SSG Securities Limited Standard Investment Bank Limited E,BI Investment Corporation Kenya Limited .Kestrel Capital (East Africa) Limited P.O. Box 27639, Nairobi P.O. Box 30120-00100, Nairobi P.O. Box 30437-00100, Nairobi P.O. Box 45396-00100, Nairobi P.O. Box 74454-00200, Nairobi P.O. Box 45236-00100, Nairobi P.O. Box 9959-00100, Nairobi P.O. Box 48400-00101, Nairobi P.O. Box 44599-00100, Nairobi P.O. Box 40560-00100, Nairobi P.O. Box 47198-00100, Nairobi P.O. Box 13714-00800, Nairobi P.O Box 49584 - 00100 Nairobi P.O. Box 40005-00100, Nairobi 002 004 006 008 010 012 091 Stockbrokers Name Address License Number ABC Capital Limited P.O. Box 34137-00100, Nairobi 013 AIB Capital Limited P.O. Box 11019-00100, Nairobi 014 Apex Africa Capital Limited P.O. Box 43676-00100, Nairobi 015 Francis Drummond & Company Limited P.O. Box 45465-00100, Nairobi 016 Kingdom Securities Limited P.O. Box 48231-00100, Nairobi 018 NIC Securities Limited P.O. Box 63046-00200, Nairobi 019 Old Mutual Securities Limited P.O. Box 50338-00200 , Nairobi 020 Sterling Capital Limited P.O. Box 45080-00100, Nairobi 021 Suntra Investments Limited P.O. Box 74016-00200, Nairobi 022 Securities Africa Kenya Limited P.O.Box 43633 - 00100 Nairobi 0100 Authorised Securities Dealer Chase Bank Limited P.O. Box 66049-00800, Nairobi 096 Fund Managers Name Address License Number Alpha Africa Asset Managers P.O. Box 34530-00100, Nairobi 023 Amana Capital Limited P.O. Box 9480-00100, Nairobi 024 Apollo Asset Management Company Limited P.O. Box 30389, Nairobi 025 Abraaj Kenya Advisers Limited P.O. Box 19558-00100, Nairobi 026 Britam Asset Managers (Kenya) Limited P.O. Box 30375-00100, Nairobi 027 Canon Asset Managers Limited P.O. Box 30216-00100, Nairobi 028 Nabo Capital Limited P.O. Box 10518-00100, Nairobi 029 CIC Asset Management Limited P.O. Box 59485-00200, Nairobi 030 Co-optrust Investment Services Limited P.O. Box 48231-00100, Nairobi 031 Dry Associates Limited P.O. Box 684-00606, Nairobi 032 FCB Capital Limited P.O. Box 26219-00100, Nairobi 033 Fusion Investment Management Limited P.O. Box 47538-00100, Nairobi 034 GenAfrica Asset Managers Limited P.O. Box 79217-00200, Nairobi 035 ICEA Lion Asset Management Limited P.O. Box 46143-00100, Nairobi 036 Madison Asset Management Services Limited P.O. Box 20092-00100, Nairobi 037 Old Mutual Investment Group Limited P.O. Box 11589-00400, Nairobi .038 Old Mutual Investment Services (K) Limited P.O. Box 30059-00100, Nairobi 039 Pinebridge Investments East Africa Limited P.O. Box 67262-00200, Nairobi 040 Sanlam Investment Limited P.O. Box 7848-00100, Nairobi 041 Standard Chartered Investment Services Limited P.O. Box 30003-00100, Nairobi 042 Stanlib Kenya Limited P.O. Box 30550-00100, Nairobi 043 Zimele Asset Management Company Limited P.O. Box 76528-00508, Nairobi 045 Natbank Trustee and Investment Services Limited P.O Box 72866 - 00200 Nairobi 087 Seriani Asset Managers Limited P.O Box 21986-00100 Nairobi 099 Allan Gray (Kenya) Limited P.O BOX 63946 - 00619 Nairobi 101 Watu Capital Limited P.O Box 10556-80101 Mombasa 102 Investment Advisers Name Address License Number Bora Capital Limited P.O. Box 26718-00200, Nairobi 046 I & M Burbidge Capital Limited P.O. Box 51525-00100, Nairobi 047 Citidell Company Limited P.O. Box 185-00606, Nairobi 048 Cititrust Kenya Limited P.O. Box 30711-00100, Nairobi 049 Co-op Consultancy & Insurance Agency Limited P.O. Box 48231-00100, Nairobi 050 Deloitte Financial Advisory Limited P.O. Box 40092-00100, Nairobi 051 Lifestyle Management Limited P.O. Box 1342-00606, Nairobi 054 PriceWaterhouseCoopers Associates P.O. Box 43963-00100, Nairobi 056 Regnum Consultants Limited P.O. Box 11431, Nairobi 058 The Profm Group (K) Limited P.O. Box 9980-00100, Nairobi 059 VFS International (K) Limited P.O. Box 4, Village Market, Nrb-00621 060 Liaison Financial Services Limited P.O Box 58013 - 00200 Nairobi 095 Waugh McDonald Wealth Management Limited P.O Box 1896 - 00606 Nairobi 103 Authorized Depositories Name Address license Number African Banking Corporation Limited P.O. Box 46452-00100, Nairobi 062 Bank of Africa Kenya Limited P.O. Box 69562-00400, Nairobi 063 Barclays Bank of Kenya Limited P.O. Box 30120-00100, Nairobi 064 Stanbic Bank Kenya Limited P.O. Box 30550-00100, Nairobi 065 Chase Bank (Kenya) Limited P.O. Box 28987-00200, Nairobi 066 Co-operative Bank of Kenya Limited P.O. Box 48231.00100,Nairobi 067 Equity Bank Limited P.O. Box 75104-00200, Nairobi 068 I & M Bank Limited P.O. Box 30238-00100, Nairobi 069 Kenya Commercial Bank Limited P.O. Box 30664-00100, Nairobi 070 National Bank of Kenya Limited P.O. Box 72866-00200,Nairobi 071 28th April, 2017 THE KENYA GAZE1TE 1997 Name Address License Number MC Bank Limited P.O. Box 44599-00100, Nairobi Prime Bank Limited P.O. Box 43825-00103,Nairobi Standard Chartered Bank Kenya Limited P.O. Box 30003-00100, Nairobi Trans National Bank Limited P.O. Box 34353-00100, Nairobi REIT Managers Name Address License Number Nabo Capital Limited P.O. Box 10518-00100, Nairobi CIC Asset Management Limited P.O. Box 59485 - 00200, Nairobi Fusion Investment Management Limited P.O. Box 47538 - 00100, Nairobi Stanlib Kenya Limited P.O. Box 30550 - 00100, Nairobi ICEA Lion Asset Management Limited P.O Box 46143 — 00100 Nairobi Sterling REIT Asset Management Limited P.O Box 45080 — 00100 Nairobi H.F. Development and Investment Limited P.O. Box 30088 - 00100 REIT Trustees Name Address License Number Housing Finance Company (K) Limited P.O. Box 30088-00100, Nairobi Co-operative Bank of Kenya Limited P.O. Box 48231-00100, Nairobi Kenya Commercial Bank Limited P.O. Box 30664 -00100, Nairobi Authorised Real Estate Investment Trusts (REITS) Stanlib Fahari I-REAT P.O. Box 30550 - 00100 4/2015 Approved Collective Investment Schemes: 1. African Alliance Kenya Unit Trust Scheme, comprising: (a)African Alliance Kenya Shilling Fund. (b)African Alliance Kenya Fixed Income Fund. (c)African Alliance Kenya Managed Fund. (d)African Alliance Kenya Equity Fund. 2. British-American Unit Trust Scheme, comprising: (a)British-American Money Market Fund. (b)British-American Income Fund. (c)British-American Balanced Fund. (d)British-American Managed Retirement Fund. (e)British-American Equity Fund. 3. Stanbic Unit Trust Scheme, comprising: (a)Stanbic Money Market Fund. (b)Stanbic Fixed Income Fund. (c)Stanbic Managed Prudential Fund. (d)Stanbic Equity Fund (e)Stanbic Balanced Fund 4. Commercial Bank of Africa Unit Trust Scheme, comprising: (a)Commercial Bank of Africa Money Market Fund. (b)Commercial Bank of Africa Equity Fund. 5. Zimele Unit Trust Scheme, comprising: (a)Linde Balanced Fund. (b)Zimele Money Market Fund 6. ICEA Unit Trust Scheme, comprising: (a)ICEA Money Market Fund. (b)ICEA Equity Fund. (c)ICEA Growth Fund. (d)ICEA Bond Fund 7. Standard Investment Trust Funds, comprising: (a)Standard Investment Equity Growth Fund (b)Standard Investment Fixed Income Fund. (c)Standard Investment Balanced Fund 8. CIC Unit Trust Scheme, comprising: (a)CIC Money Market Fund (b)CIC Balanced Fund. (c)CIC Fixed Income Fund. (d)CIC Equity Fund 9. Madison Asset Unit Trust Funds, comprising: (a) Madison Asset Equity Fund (b)Madison Asset Balanced Fund (c)Madison Asset Money Market Fund. (d)Madison Asset Treasury Bill Fund (e)Madison Asset Bond Fund. 10. Dyer and Blair Unit Trust Scheme, comprising: (a)Dyer and Blair Diversified Fund (b)Dyer and Blair Bond Fund (c)Dyer and Blair Money Market Fund (d)Dyer and Blair Equity Fund 11. Amana Unit Trust Funds Scheme, comprising: (a)Amana Money Market Fund (b)Amana Balanced Fund (c)Amana Growth Fund 12. Diaspora Unit Trust Scheme, comprising: (a)Diaspora Money Market Fund (b)Diaspora Bond Fund. (c)Diaspora Equity Fund 13. First Ethical Opportunities Fund 14. Genghis Unit Trust Funds, comprising: (a)GenCap Hazina Fund (b)GenCap Eneza Fund (c)GenCap Hela Fund (d)GenCap Inuit Fund (e)Gencap Hisa Fund 15. Sanlam Unit Trust Scheme, comprising: (a)Sanlam Money Market Fund (Sanlam Pesa Plus Fund) (b)Sanlam Dividend Plus Fund (Sanlam Faida Plus Fund) (c)Sanlam Balanced Fund (Sanlam Chama Plus Fund) 16. Nabo Africa Funds, comprising; (a)Nabo Africa Money Market Fund (b)Nabo Africa Balanced Fund (c)Nabo Africa fixed income Fund (d)Nabo Africa Equity fund 17. Old Mutual Unit Trust Scheme, comprising: (a)Old Mutual Equity Fund (b)Old Mutual Money Market Fund (c)Old Mutual Balanced Fund (d)Old Mutual East Africa Fund (e)Old Mutual Bond Fund 18. Equity Investment Bank Collective Investment Scheme, comprising; (a)Equity Investment Bank Money Market Fund (b)Equity Investment Bank Balanced Fund 19. Dry Associates Unit Trust Scheme comprising; (a)Dry Associates Money Market Fund (Kenya Shillings) (b)Dry Associates Money Market Fund ( US Dollars) (c)Dry Associates Balanced Fund (Kenya Shillings) 20. Co-op Trust Fund comprising; (a)Co-op Balanced Fund (b)Co-op Equity Fund (c)Co-op Bond Fund (d)Co-op Money Market Fund 21. Apollo Unit Trust Scheme comprising; (a)Apollo Money Market Fund (b)Apollo Balanced Fund (c)Apollo Aggressive Growth Fund (d)Apollo Equity Fund (e)Apollo East Africa Fund (f)Apollo Bond Fund Approved Employee Share Ownership Plans (ESOPS): 1.ARM Employee Share Ownership Plan 2.EABL Employee Share Ownership Plan 3.Equity Employee Share Ownership Scheme 4.Housing Finance Employee Share Ownership Plan 5.I&M Bank Employee Share Ownership Plan 6.KCB Employee Share Option Plan 7.KENOL Employee Share Ownership Plan 8.Kenya Airways Employee Share Ownership Plan 9.Safaricom Employee Share Ownership Plan 10.Scangroup Employee Share Ownership Plan 11.Car & General Employee Share Ownership Plan 12.Standard Group Limited Employee Share Ownership Plan Dated the 18th April, 2017. PAUL M. MUTHAURA, MR/3205427 Chief Executive, Capital Markets Authority. GAZE! NOTICE No. 4030 THE COMPANIES ACT (Cap. 486) IN THE MATTER OF DELTA PAN AFRICA LIMITED (In Liquidation) MEMBERS' VOLUNTARY LIQUIDATION NOTICE is given that a final general meeting of members in the above matter will be held at Nairobi on 31st May, 2017 at 10.00 a.m., for the purpose of having an account laid before the meetings, showing the manner in which the winding-up has been conducted and property of the company disposed off and providing any explanations thereof. Dated the 24th April, 2017. MAYANK PATEL, MR/3205429 Liquidator.