GAZETTE NOTICE NO. 5074

LIST OF LICENSEES AND APPROVED INSTITUTIONS APRIL 30TH, 2022 6th May, 2022 THE KENYA GAZETTE APPROVED INSTITUTIONS Name Address Category The Nairobi Securities Exchange P.O. Box 43633–00100, Nairobi Securities Exchange NSE Derivatives Exchange P.O. Box 43633–00100, Nairobi Derivatives Exchange Central Depository and Settlement Corporation Limited P.O. Box 3464 – 00100, Nairobi Central Depository Agusto & Company Limited P.O. Box 56136, Ikoyi Lagos, Nigeria Credit Rating Agency Metropol Corporation Limited P.O. Box 35331 – 00200, Nairobi Credit Rating Agency Global Credit Rating Company 1st Floor, Gfin Tower, 42 Hotel Street, Cyber City, Ebene, 72201, Mauritius Credit Rating Agency Care Ratings (Africa) Private Limited 1st Floor, MTML Square 63 Cybercity, Ebene Credit Rating Agency A.M Best Europe – Rating Services Limited (AMBERS) 6th Floor, 12 Arthur Street, London EC 4R 9AB, UK Credit Rating Agency DERIVATIVES BROKERS Name Address AIB-AXYS Africa Limited P.O. Box 43676-00100, Nairobi EGM Securities Limited (Trading as “FXPesa”) P.O. Box 57876-00200, Nairobi Faida Investment Bank Limited P.O. Box 45236-00100, Nairobi Genghis Capital Limited P.O. Box 9959-00100, Nairobi Kingdom Securities Limited P.O. Box 48231-00100, Nairobi SCFM Limited (Trading as “Scope Markets”) P.O. Box 40719-00200, Nairobi Standard Investment Bank Limited P.O. Box 13714-00800, Nairobi Sterling Capital Limited P.O. Box 45080-00100, Nairobi INVESTMENT BANKS Name Address Licence No. African Alliance Kenya Investment Bank Limited P.O. Box 27639, Nairobi 001 ABSA Securities Limited P.O. Box 30120-00100, Nairobi 002 CBA Capital Limited P.O. Box 30437-00100, Nairobi 003 Dyer and Blair Investment Bank Limited P.O. Box 45396-00100, Nairobi 004 Equity Investment Bank Limited P.O. Box 74454-00200, Nairobi 005 Faida Investment Bank Limited P.O. Box 45236-00100, Nairobi 006 Genghis Capital Limited P.O. Box 9959-00100, Nairobi 007 KCB Capital Limited P.O. Box 48400-00101, Nairobi 008 NCBA Investment Bank Limited P.O. Box 44599-00100, Nairobi 009 Renaissance Capital (Kenya) Limited P.O. Box 40560-00100, Nairobi 010 SBG Securities Limited P.O. Box 47198-00100, Nairobi 011 Standard Investment Bank Limited P.O. Box 13714-00800, Nairobi 012 Sterling Capital Limited P.O. Box 45080-00100, Nairobi 021 Dry Associates Limited (Trading as “Dry Associates Investment Bank”) P.O Box 684-00606, Nairobi 114 Salaam Investment Bank Kenya Limited P.O. Box 14939-00100, Nairobi 115 STOCKBROKERS Name Address Licence No. ABC Capital Limited P.O. Box 34137-00100, Nairobi 013 AIB-AXYS Africa Limited P.O. Box 43676-00100, Nairobi 141 Francis Drummond and Company Limited P.O. Box 45465-00100, Nairobi 016 Kingdom Securities Limited P.O. Box 48231-00100, Nairobi 018 Old Mutual Securities Limited P.O. Box 50338-00200, Nairobi 020 Suntra Investments Limited P.O. Box 74016-00200, Nairobi 022 Securities Africa Kenya Limited P.O. Box 43633 – 00100, Nairobi 100 EFG Hermes Kenya Limited P.O. Box 349 – 00623, Nairobi 105 Kestrel Capital (East Africa) Limited P.O. Box 40005-00100, Nairobi 136 NON-DEALING ONLINE FOREIGN EXCHANGE BROKER Name Address Licence No. EGM Securities Limited (Trading as “FXPesa”) P.O. Box 57876-00200,Nairobi 107 SCFM Limited (Trading as “Scope Markets”) P.O. Box 40719 – 00200 Nairobi 123 Pepperstone Markets Kenya Limited P.O Box 3085 – 00100 Nairobi 128 Exinity East Africa Limited P.O Box 50719-00200 Nairobi 135 HFM Investments Limited (Trading as Hot Forex) P.O. Box 30333-00100 Nairobi 155 Windsor Markets Kenya Limited P.O. Box 856 Sarit Centre 156 2410 2410 ONLINE FOREIGN EXCHANGE MONEY MANAGER Name Address Licence No. Standard Investment Bank Limited (Trading as “MANSA X”) P.O. Box 13714–-00800, Nairobi 116 AUTHORISED SECURITIES DEALERS Name Address Licence No. Standard Chartered (Kenya) Plc P.O. Box 30003 – 00100, Nairobi 109 SBM Bank (Kenya) Limited P.O. Box 34886-00100, Nairobi 122 FUND MANAGERS Name Address Licence No. Orient Asset Managers Limited P.O. Box 34530–00100, Nairobi 023 Amana Capital Limited P.O. Box 9480–00100, Nairobi 024 Apollo Asset Management Company Limited P.O. Box 30389, Nairobi 025 Britam Asset Managers (Kenya) Limited P.O. Box 30375–00100, Nairobi 027 Metropolitan Cannon Asset Managers Limited P.O. Box 30216–00100, Nairobi 028 Nabo Capital Limited P.O. Box 10518–00100, Nairobi 029 CIC Asset Management Limited P.O. Box 59485–00200, Nairobi 030 Co-op Trust Investment ServicesLimited P.O. Box 48231–00100, Nairobi 031 FCB Capital Limited P.O. Box 26219–00100, Nairobi 033 Fusion Investment Management Limited P.O. Box 47538–00100, Nairobi 034 GenAfrica Asset Managers Limited P.O. Box 79217–00200, Nairobi 035 ICEA Lion Asset Management Limited P.O. Box 46143–00100, Nairobi 036 Madison Investment Managers Limited P.O. Box 20092–00100, Nairobi 037 Old Mutual Investment Group Limited P.O. Box 11589–00400, Nairobi 038 Sanlam Investments East Africa Limited P.O. Box 67262–00100, Nairobi 040 Standard Chartered Investment Services Limited P.O. Box 30003–00100, Nairobi 042 Zimele Asset Management Company Limited P.O. Box 76528–00508, Nairobi 045 Natbank Trustee and Investment Services Limited P.O Box 72866 – 00200, Nairobi 087 Cytonn Asset Managers Limited P.O Box 20295–00200, Nairobi 108 Altree Capital Kenya Limited P.O. Box 2607–00200, Nairobi 110 Jubilee Financial Services Limited P.O. Box 30376–00100, Nairobi 119 ABSA Asset Management Limited P.O. Box 30120–00200, Nairobi 129 African Diaspora Asset Managers Limited P.O Box 1838 City Square 131 CFS Asset Management Limited P.O. Box 62268-00200, Nairobi 134 I&M Capital Limited P.O. Box 30238-00100, Nairobi 145 Globetec Asset Managers Limited P.O. Box 19018–00100, Nairobi 154 INVESTMENT ADVISERS Name Address Licence No. Bora Capital Limited P.O. Box 26718-00200,Nairobi 046 Deloitte Financial Advisory Limited P.O. Box 40092-00100,Nairobi 051 LifestyleManagement Limited P.O. Box 1342-00606,Nairobi 054 PriceWaterhouseCoopers Associates P.O. Box 43963-00100,Nairobi 056 The Profin Group (K) Limited P.O. Box 9980-00100,Nairobi 059 Liaison Financial Services Limited P.O Box 58013 – 00200Nairobi 095 Waugh McDonald Wealth Management Limited P.O Box 1896 – 00606Nairobi 103 Aylesfield (Kenya) Limited P.O Box 1380 – 00621Nairobi 104 Ace Financial Advisory Limited P.O. Box 15916-80100Mombasa 111 Synesis Capital Limited P.O. Box 75282–00200Nairobi 112 AFG Wealth Kenya Limited P.O. Box 764–00606,Nairobi 124 Virtual Capital International Limited 6th Floor, Prosperity House, Westlands Road, Nairobi 125 Riscura Solutions (Kenya) Limited P.O. Box 73248–00200, Nairobi 146 Private Wealth Capital Limited P.O. Box 14283–00800, Nairobi 147 Waanzilishi Capital Limited P.O. Box 48015 – 00100, Nairobi 148 AUTHORIZED DEPOSITORIES Name Address Licence No. African Banking Corporation Limited P.O. Box 46452–00100, Nairobi 062 Bank of Africa Kenya Limited P.O. Box 69562–00400, Nairobi 063 Absa Kenya Plc P.O. Box 30120–00100, Nairobi 064 Stanbic Bank Kenya Limited P.O. Box 30550–00100, Nairobi 065 Co-operative Bank of Kenya Limited P.O. Box 48231–00100, Nairobi 067 Equity Bank Limited P.O. Box 75104–00200, Nairobi 068 I & M Bank Limited P.O. Box 30238–00100, Nairobi 069 Kenya Commercial Bank Limited P.O. Box 30664–00100, Nairobi 070 National Bank of Kenya Limited P.O. Box 72866–00200, Nairobi 071 Prime Bank Limited P.O. Box 43825–00100, Nairobi 073 Standard Chartered Bank (Kenya) Plc P.O. Box 30003–00100, Nairobi 074 6th May, 2022 THE KENYA GAZETTE Name Address Licence No. Transnational Bank Limited P.O. Box 34353–00100, Nairobi 075 HFC Limited P.O. Box 30088–00100, Nairobi 113 Gulf African Bank Limited P.O. Box 43683–00100, Nairobi 117 Credit Bank Limited P.O. Box 61064–00200, Nairobi 120 SBM Bank (Kenya) Limited P.O. Box 34886–00100, Nairobi 121 NCBA Bank Kenya Plc P.O. Box 44599–00100, Nairobi 126 Family Bank Limited P.O. Box 74145–00200, Nairobi 144 Ecobank Kenya Limited P.O. Box 49584–00100, Nairobi 149 Sidian Bank Limited P.O. Box 25363–00603, Nairobi 150 REIT MANAGERS Name Address Licence No. Nabo Capital Limited P.O. Box 10518-00100, Nairobi 076 CIC Asset Management Limited P.O. Box 59485 - 00200, Nairobi 080 Fusion Investnemt Management Limited P.O. Box 47538 - 00100, Nairobi 081 Stanlib Kenya Limited P.O. Box 30550 - 00100, Nairobi 082 ICEA Lion Asset Management Limited P.O Box 46143 – 00100, Nairobi 092 Sterling REIT Asset Management Limited P.O Box 45080 – 00100, Nairobi 097 H.F. Development and Investment Limited P.O. Box 30088 – 00100, Nairobi 098 Britam Asset Managers Limited P.O. Box 30375 – 00100, Nairobi 106 Cytonn Asset Managers Limited P.O Box 20295–00200, Nairobi 118 Acorn Investment Management Limited P.O. Box 13759 GPO Nairobi 133 COFFEE BROKERS Name Address Licence No. Meru County Coffee Marketing Agency Limited P.O Box 2307–60200, Meru 151 Kipkelion.Brokerage Company Limited P.O. Box 8–20209, Fort Tennan 152 Muran’ga County Coffee Dealers Company Limited P.O. Box 14–10200, Muran’ga 153 United Eastern Kenya Coffee Marketing Agency P.O. Box 83–90100, Machakos 158 Mt.Elgon.Coffee.Marketing Agency P.O. Box 69–50202, Cheptais 157 REIT TRUSTEES Name Address Licence No. Housing Finance Company (K) Limited P.O. Box 30088–00100, Nairobi 88 Co-operative Bank of Kenya Limited P.O. Box 48231–00100, Nairobi 089 Kenya Commercial Bank Limited P.O. Box 30664–00100, Nairobi 090 AUTHORISED REAL ESTATE INVESTMENT TRUSTS (REITS) Name Address Licence No. Acorn Development Real Estate Investment Trust (Acorn D-REIT) Acorn House, Rd, 97 James Gichuru Lavington, Nairobi 137 Acorn Income Real Estate Investment Trust (Acorn I-REIT) Acorn House, Rd, 97 James Gichuru Lavington, Nairobi 138 ILAM Fahari I-REIT P.O. Box 46143 - 00100 139 APPROVED COLLECTIVE INVESTMENT SCHEMES 1. African Alliance Kenya Unit Trust Scheme—comprising of— (i) African Alliance Kenya Money Market Fund (Formerly African Alliance Kenya Shilling Fund); (ii) African Alliance Kenya Fixed Income Fund; (iii) African Alliance Kenya Managed Fund; (iv) African Alliance Kenya Equity Fund; and (v) African Alliance Kenya Enhanced Yield Fund. 2. British-American Unit Trust Scheme, comprising of— (i) British-American Money Market Fund; (ii) British-American Income Fund; (iii) British-American Balanced Fund; (iv) British-American Managed Retirement Fund; and (v) British-American Equity Fund. 3. NCBA Unit Trust Funds, comprising of: (i) NCBA Fixed Income Fund; (ii) NCBA Equity Fund; (iii) NCBA Dollar Fixed Income Fund; (iv) NCBA Fixed Income Basket Note (KES Fund); and (v) NCBA Fixed Income Basket Note (USD) Fund. 4. Zimele Unit Trust Scheme, comprising of: (i) Zimele Balanced Fund; (ii) Zimele Money Market Fund; and (iii) Zimele Fixed Income Fund. 5. ICEA Unit Trust Scheme comprising of; (i) ICEA Money Market Fund; (ii) ICEA Equity Fund; (iii) ICEA Growth Fund; and (iv) ICEA Bond Fund. ICEA LION Retail Funds comprising of: (i) ICEA LION Savings Fund; (ii) ICEA LION Income Fund; (iii) ICEA LION Capital Growth Fund; and 2412 2412 (iv) ICEA LION Hybrid Fund. 6. Standard Investment Trust Funds, comprising of— (i) Standard Investment Equity Growth Fund; (ii) Standard Investment Fixed Income Fund; and (iii) Standard Investment Balanced Fund. 7. CIC Unit Trust Scheme, comprising of— (i) CIC Money Market Fund; (ii) CIC Balanced Fund; (iii) CIC Fixed Income Fund; (iv) CIC Equity Fund; (v) CIC Wealth Fund; and (vi) CIC Dollar Fund. 8. Madison Unit Trust Fund , comprising of— (i) Madison Asset Equity Fund; 9. Dyer and Blair Unit Trust Scheme, comprising of— (i) Dyer and Blair Diversified Fund; (ii) Dyer and Blair Bond Fund; (iii) Dyer and Blair Money Market Fund; and (iv) Dyer and Blair Equity Fund. 10. Amana Unit Trust Funds Scheme, comprising of— (i) Amana Money Market Fund (ii) Amana Balanced Fund (iii) Amana Growth Fund 11. Diaspora Unit Trust Scheme, comprising of— (i) Diaspora Money Market Fund (ii) Diaspora Bond Fund (iii) Diaspora Equity Fund 12. First Ethical Opportunities Fund 13. Genghis Unit Trust Funds, comprising of: (i) GenCap Hazina Fund (Bond Fund); (ii) GenCap Eneza Fund (Diversified Fund); (iii) GenCap Hela Fund (Money Market Fund); (iv) GenCap Iman Fund (Shariah Compliant Fund); (v) GenCap Hisa Fund (Equity Fund); (vi) GenCap Hela Imara Fund (Money Market Fund); (vii) Gencap Eneza Imara Fund; (viii) Gencap Hisa Imara Fund; (ix) Gencap Iman Imara Fund; and (x) Gencap Fixed Income Fund 14. Genghis Capital Unit Trust Fund, comprising of— (i) Gencap Mali Fund 14. Genghis Specialized Funds, comprising of— (i) Gencap NSE25 Index Tracker; and (ii) Gencap Financial Services Fund. 15. Sanlam Unit Trust Scheme, comprising of— (i) Sanlam Money Market Fund (Sanlam Pesa Plus Fund); (ii) Sanlam Dividend Plus Fund (Sanlam Faida Plus Fund); and (iii) Sanlam Balanced Fund (Sanlam Chama Plus Fund). 16. Nabo Africa Funds, comprising of: (i) Nabo Africa Money Market Fund; (ii) Nabo Africa Balanced Fund; (iii) Nabo Africa Fixed Income Fund; (iv) Nabo Africa Equity Fund; (v) Nabo Capital Money Market Fund (USD); and (vi) Nabo Income Fund. 17. Old Mutual Unit Trust Scheme, comprising of— (i) Old Mutual Equity Fund; (ii) Old Mutual Money Market Fund; (iii) Old Mutual Balanced Fund; (iv) Old Mutual East Africa Fund; and (v) Old Mutual Bond Fund. 18. Equity Investment Bank Collective Investment Scheme, comprising of— (i) Equity Investment Bank Money Market Fund; and (ii) Equity Investment Bank Balanced Fund. 19. Dry Associates Unit Trust Scheme, comprising of— (i) Dry Associates Money Market Fund (Kenya Shillings); (ii) Dry Associates Money Market Fund (US Dollars); and (iii) Dry Associates Balanced Fund (Kenya Shillings). 20. Co-op Trust Fund, comprising of— (i) Co-op Balanced Fund; (ii) Co-op Equity Fund; (iii) Co-op Bond Fund; (iv) Co-op Money Market Fund; and (v) Co-op Fixed Income Gratuity Fund. 21. Apollo Unit Trust Scheme, comprising of— (i) Apollo Money Market Fund; (ii) Apollo Balanced Fund; (iii) Apollo Aggressive Growth Fund; (iv) Apollo Equity Fund; (v) Apollo East Africa Fund; and (vi) Apollo Bond Fund. 22. Cytonn Unit Trust Scheme, comprising of: (i) Cytonn Money Market Fund; (ii) Cytonn Balanced Fund; (iii) Cytonn Equity Fund; (iv) Cytonn Africa Financial Services Fund; (v) Cytonn Money Market Fund (USD); and (vi) Cytonn High Yield Fund. 23. Alphafrica Umbrella Fund, comprising of— (i) Alphafrica Hifadhi Fixed Income Fund; and (ii) Alphafrica Kasha Money Market Fund. 24. Wanafunzi Investment Unit Trust Fund 25. Absa Unit Trust Funds, comprising of— (i) Absa Balanced Fund; (ii) Absa Bond Fund; 6th May, 2022 THE KENYA GAZETTE (iii) Absa Dollar Fund; (iv) Absa Equity Fund; and (v) Absa Shilling Fund. 26. Jaza Unit Trust Fund, comprising of— (i) Boda Boda Investment Scheme Sub-Fund 27. Masaru Unit Trust Scheme, comprising of: (i) Masaru Wealth Management Fund; and (ii) Masaru Money Market Fund. 28. ADAM Unit Trust Scheme, comprising of: (i) ADAM Balanced Fund; (ii) ADAM Equities Fund; (iii) ADAM Fixed Income Fund; and (iv) ADAM Money Market Fund. 29. Natbank Unit Trust Scheme, comprising of: (i) Natbank Money Market Fund; (ii) Natbank Fixed Income Fund; (iii) Natbank Balanced Fund; (iv) Natbank Equity Fund; and (v) Natbank Money Market Fund (USD) 30. GenAfrica Unit Trust Scheme, comprising of: (i) GenAfrica Money Market Fund; and (ii) GenAfrica Equity Fund. APPROVED EMPLOYEE SHARE OWNERSHIP PLANS (ESOPS) 1. ARM Employee Share Ownership Plan 2. EABL Employee Share Ownership Plan 3. Equity Employee Share Ownership Scheme 4. Housing Finance Employee Share Ownership Plan 5. I&M Bank Employee Share Ownership Plan 6. KCB Employee Share Option Plan 7. Kenya Airways Employee Share Ownership Plan 8. Kenya Airways 2017 Group Employee Share Ownership Scheme 9. Safaricom Employee Share Ownership Plan 10. Scangroup Employee Share Ownership Plan 11. Car & General Employee Share Ownership Plan 12. Standard Group Limited Employee Share Ownership Plan 13. Britam Holdings Plc Employee Share Ownership Plan 14. Nairobi Securities Exchange Plc Employee Share Ownership Plan – Unit Trust. W. SHAMIAH, MR/3643420 Chief Executive Officer.